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411	THE DILEMMA OF FCPA SELF-REPORTING Jeffrey R. Boles* INTRODUCTION Professor Peter Reilly examines the difficult strategic decision a company faces of whether to disclose voluntarily to the government a potential violatio Add to Reading List Source URL: www.floridalawreview.com Language: English Business ethics Foreign Corrupt Practices Act Corruption U.S. Securities and Exchange Commission Whistleblower FCPA Internal control The FCPA Blog Integrity management
412	Consumer Sense October 2015 Information from SACU and CFS* to help keep your financial life in balance In This Issue: Add to Reading List Source URL: www.sacu.com Language: English - Date: 2016-01-27 10:34:51 Investment Financial services Funds Institutional investors Investment fund Finance Financial market Financial adviser U.S. Securities and Exchange Commission Financial risk Mutual fund
413	CPSEN – revision page 10 TABLE DOCUMENT 60TH MEETING OF THE STATISTICAL PROGRAMME COMMITTEE LUXEMBOURG Add to Reading List Source URL: www.insee.fr Language: English - Date: 2008-03-04 07:40:54 European Commission Comitology European Union legislative procedure Committee of Wise Men on the Regulation of European Securities Markets
414	OFFICE OF THE ATTORNEY GENERAL SECURITIES DIVISION 200 ST. PAUL PLACE 20TH FLOOR BALTIMORE, MARYLANDTELEPHONE: ( Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 1997-09-18 15:28:00 Corporate crime U.S. Securities and Exchange Commission Security
415	Statement of Proposed Testimony of Stephen P. Harbeck President and Chief Executive Officer Securities Investor Protection Corporation Before the Add to Reading List Source URL: www.sipc.com Language: English - Date: 2016-07-05 15:13:24 Investment Securities Investor Protection Corporation United States securities law Madoff investment scandal Bernard Madoff U.S. Securities and Exchange Commission Broker-dealer Madoff Recovery of funds from the Madoff investment scandal Securities Investor Protection Act
416	SECURITISATION RISK RETENTION, DUE DILIGENCE AND DISCLOSURE 22 December 2014 Report EBA report on securitisation risk Add to Reading List Source URL: dev02.true-sale-international.de Language: English - Date: 2016-07-13 11:01:29 Systemic risk Financial risk Eurozone European Banking Authority European Union Capital Requirements Regulation and Directive Capital Requirements Directives U.S. Securities and Exchange Commission Credit rating agency Regulatory compliance Asset-backed security International Organization of Securities Commissions
417	OMB APPROVAL OMB Number: Expires: August 31, 2011 Estimated average burden Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-03-20 17:10:22 Self-regulatory organizations United States securities law Financial Industry Regulatory Authority Securities regulation in the United States Securities Exchange Act U.S. Securities and Exchange Commission
418	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 8-K CURRENT REPORT Add to Reading List Source URL: www.mediageneral.com Language: English - Date: 2016-08-05 10:31:36 Generally Accepted Accounting Principles Fundamental analysis Cash flow Real estate Financial accounting Earnings before interest taxes depreciation and amortization Free cash flow Financial ratio Amortization Income Citigroup Earnings before interest and taxes
419	ASTFS Industry Insight Sept2014 Add to Reading List Source URL: www.astfundsolutions.com Language: English - Date: 2014-10-06 16:17:31 Funds SEC filings Form 13F Institutional investors Investment Financial services Mutual fund Money market fund Investor U.S. Securities and Exchange Commission Investment management Hedge fund
420	Federal Register / Vol. 77, NoMonday, December 17, Notices volume-based tiers for Professional Customers and Broker-Dealers that Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-03-20 17:10:32 Financial Industry Regulatory Authority United States securities law Subpoena Arbitral tribunal Arbitration U.S. Securities and Exchange Commission Discovery Subpoena ad testificandum Consumer arbitration

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